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David Schumway Miller

General Securities Corp.

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About David Schumway Miller

David Schumway Miller is a financial advisor who has been in the industry since 1976. David is currently registered with General Securities Corp. in North Kansas City, Missouri. David has previously been registered with THOMAS F. WHITE & CO., INCORPORATED, WEINRICH, ZITZMANN & WHITEHEAD, INC., and A. G. EDWARDS & SONS, INC..

Firm Information

David Miller is currently registered with General Securities Corp.. General Securities Corp. is a Corporation formed on April 3, 1984. The firm is registered with the SEC and in 11 states, including California, Colorado, Florida, Indiana, Iowa, Kansas, Louisiana, Michigan, Missouri, Nebraska, and Ohio. They have been involved in 8 regulatory events and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Miller’s Registration & Firm History

MO

06/05/1984 - Present

General Securities Corp. (N KANSAS CITY MO)

NA

10/11/1982 - 06/14/1984

THOMAS F. WHITE & CO., INCORPORATED

NA

07/24/1978 - 10/05/1982

WEINRICH, ZITZMANN & WHITEHEAD, INC.

NA

09/04/1973 - 08/15/1975

A. G. EDWARDS & SONS, INC.

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Licenses & Designations

BC

Issued 09/19/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 01/02/2023

Series 39 - Direct Participation Programs Principal Examination

BC

Issued 11/17/1984

Series 27 - Financial and Operations Principal Examination

BC

Issued 09/04/1984

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/26/1983

Series 4 - Registered Options Principal Examination

BC

Issued 02/08/1983

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/1985

Series 3 - National Commodity Futures Examination

BC

Issued 07/15/1978

Series 7 - General Securities Representative Examination

BC

Issued 08/25/1973

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 10 public disclosures for David Schumway Miller. Review regulatory record here.
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