Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Schoep is an investment advisor representative at Cetera Investment Advisers LLC. David has been in the industry since May 3, 2000 and has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, and pension plans. David is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7, 24, 52, 53, and 66 licenses. David is also registered as an investment advisor representative in Colorado and Texas. David has a history of employment with several firms including First Allied Securities, Inc., Cetera Advisor Networks LLC, Summit Brokerage Services, Inc., Cetera Investment Services LLC, Cetera Financial Specialists LLC, Multi-Financial Securities Corporation, Charles Schwab & Co., Inc., Transamerica Capital, Inc., OppenheimerFunds Distributor, Inc., and Janus Distributors, Inc. David is dedicated to providing clients with personalized financial advice and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
03/21/2024 - Present
Cetera Investment Advisers LLC (AURORA CO)
CA
06/07/2019 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CO
06/07/2019 - 06/03/2020
CETERA ADVISOR NETWORKS LLC (DENVER CO)
CO
07/17/2018 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (DENVER CO)
CO
03/06/2013 - 06/02/2015
CETERA ADVISOR NETWORKS LLC (DENVER CO)
CO
02/07/2013 - 06/02/2015
CETERA INVESTMENT SERVICES LLC (DENVER CO)
CO
10/18/2012 - 06/02/2015
CETERA FINANCIAL SPECIALISTS LLC (DENVER CO)
CO
11/30/2007 - 08/24/2011
MULTI-FINANCIAL SECURITIES CORPORATION (DENVER CO)
CO
09/30/2005 - 10/10/2007
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
CO
01/31/2005 - 07/28/2005
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NY
03/31/2000 - 02/03/2005
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
CO
06/10/1999 - 01/27/2000
JANUS DISTRIBUTORS, INC. (DENVER CO)
BOTH
Issued 5/25/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/8/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 8/15/2011
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2003
Series 7 - General Securities Representative Examination
BC
Issued 6/8/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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