Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Schoep is a financial professional with over 20 years of experience in the industry. David is currently registered with Cetera Investment Advisers LLC and provides a range of services, including financial planning, portfolio management, and pension consulting. David has a strong background in the financial services industry, having worked with a variety of firms including First Allied Securities, Inc., Cetera Advisor Networks LLC, and Summit Brokerage Services, Inc. David is committed to providing his clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
03/21/2024 - Present
Cetera Investment Advisers LLC (AURORA CO)
CA
06/07/2019 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CO
06/07/2019 - 06/03/2020
CETERA ADVISOR NETWORKS LLC (DENVER CO)
CO
07/17/2018 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (DENVER CO)
CO
03/06/2013 - 06/02/2015
CETERA ADVISOR NETWORKS LLC (DENVER CO)
CO
02/07/2013 - 06/02/2015
CETERA INVESTMENT SERVICES LLC (DENVER CO)
CO
10/18/2012 - 06/02/2015
CETERA FINANCIAL SPECIALISTS LLC (DENVER CO)
CO
11/30/2007 - 08/24/2011
MULTI-FINANCIAL SECURITIES CORPORATION (DENVER CO)
CO
09/30/2005 - 10/10/2007
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
CO
01/31/2005 - 07/28/2005
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NY
03/31/2000 - 02/03/2005
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
CO
06/10/1999 - 01/27/2000
JANUS DISTRIBUTORS, INC. (DENVER CO)
BOTH
Issued 05/25/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/15/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/08/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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