Unclaimed
David Schmidt is a securities professional registered with FINRA and the state of Texas. David is currently employed by Jefferies LLC as a registered representative. David has been in the securities industry since July 15, 2024. David holds the following licenses: Series 63, Series 79TO, and SIE. David is licensed in the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/16/2024 - Present
Jefferies LLC (HOUSTON TX)
BC
Issued 08/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/02/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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