Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Saul Minker is a financial advisor at Stifel, Nicolaus & Company, Inc. David has been in the industry since 1971. David is registered with the Securities and Exchange Commission (SEC) and is also registered as a Registered Investment Advisor (RIA). David is a member of the Financial Industry Regulatory Authority (FINRA). David's areas of expertise include providing financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, portfolio management for individuals and portfolio management for pooled investment vehicles. David has experience working with clients of various backgrounds including corporations, individuals, high-net-worth individuals, insurance companies, charitable organizations, pension and profit sharing plans, banking or thrift institutions, pooled investment vehicles, and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/05/2008 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
04/29/2002 - 08/21/2007
RYAN BECK & CO. (NEW YORK NY)
NY
02/23/1999 - 05/15/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
08/10/1993 - 02/26/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
03/15/1990 - 08/09/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
07/03/1986 - 03/20/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
06/05/1985 - 07/22/1986
CAPITAL INTERMEDIARY GROUP, LTD.
NA
08/26/1982 - 05/24/1985
CONCORD ASSETS SECURITIES, INC.
NA
04/08/1981 - 09/29/1981
JOHN MUIR & CO.
NA
03/12/1981 - 04/30/1981
PRESCOTT, BALL & TURBEN
NA
03/25/1980 - 04/10/1981
OPPENHEIMER & CO., INC.
NA
11/22/1977 - 03/12/1980
SHEARSON LOEB RHOADES INC.
NA
11/17/1976 - 11/22/1977
SHEARSON HAYDEN STONE INC.
NA
11/08/1974 - 11/17/1976
SHEARSON HAYDEN STONE INC.
NA
09/11/1970 - 11/08/1974
HAYDEN STONE INC.
IA
Issued 05/03/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/1985
Series 24 - General Securities Principal Examination
BC
Issued 03/20/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1980
PC - AMEX Put and Call Exam
BC
Issued 09/15/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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