Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mann is a financial advisor with over 40 years of experience in the industry. David currently works at Stifel, Nicolaus & Company, Inc. in Garden City, New York. David has a wide range of experience in the financial services industry, having worked at several firms including Wells Fargo Advisors, LLC, UBS Financial Services Inc., Prudential Securities Incorporated, Lehman Brothers Inc., Oppenheimer & Co., Inc., and E. F. Hutton & Company Inc. David holds Series 7, Series 63, and Series 65 licenses. David also holds a SIE license. David has a strong track record of providing financial advice and investment management services to individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/28/2016 - Present
Stifel, Nicolaus & Company, Inc. (GARDEN CITY NY)
NY
07/15/2005 - 02/26/2016
WELLS FARGO ADVISORS, LLC (WOODBURY NY)
NJ
04/15/1996 - 07/28/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
11/10/1992 - 03/21/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/22/1985 - 11/19/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/02/1984 - 04/08/1985
OPPENHEIMER & CO., INC.
NA
09/28/1981 - 04/09/1984
E. F. HUTTON & COMPANY INC
IA
Issued 12/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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