linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

David Saraiva Pastilha

Smbc Nikko Securities America, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David Saraiva Pastilha

David Pastilha is a financial professional with over 30 years of experience in the financial services industry. David is currently registered with Smbc Nikko Securities America, Inc. and is licensed in New York. David has previously held positions at BNP Paribas Securities Corp., Pershing LLC, BNY Clearing Services LLC, BHF Securities Corporation, Donaldson, Lufkin & Jenrette Securities Corporation, Chemical Investment Services Corp., GNA Securities, Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company.

Firm Information

David Pastilha is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Pastilha’s Registration & Firm History

NY

02/17/2023 - Present

Smbc Nikko Securities America, Inc. (White Plains NY)

NY

12/16/2003 - 01/12/2023

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NJ

11/05/2003 - 12/19/2003

PERSHING LLC (JERSEY CITY NJ)

WI

07/04/2000 - 11/14/2003

BNY CLEARING SERVICES LLC (MILWAUKEE WI)

NY

07/16/1997 - 07/04/2000

BHF SECURITIES CORPORATION (NEW YORK NY)

NJ

04/26/1995 - 05/20/1997

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NA

11/18/1994 - 03/20/1995

CHEMICAL INVESTMENT SERVICES CORP.

VA

10/06/1993 - 09/01/1994

GNA SECURITIES, INC. (GLEN ALLEN VA)

MN

08/09/1991 - 09/24/1993

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

08/09/1991 - 09/24/1993

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

Not sure if David Saraiva Pastilha is right for you?

Licenses & Designations

BC

Issued 08/08/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for David Saraiva Pastilha.
Not sure if David Saraiva Pastilha is right for you?