Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Santos is a securities professional with over 7 years of experience in the industry. David is registered with Credit Agricole Securities (usa) Inc. in New York. David has passed the Series 63, SIE, and Series 99 exams. David's firm is headquartered in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/26/2015 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
BC
Issued 06/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2015
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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