Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Baik is a financial professional with over 10 years of experience in the industry. He is currently registered with Woodmen Financial Services, Inc. in Omaha, NE. David has a strong track record of providing investment advice and financial planning services to clients. Prior to joining Woodmen Financial Services, Inc., David held positions at several other firms, including NYLIFE Securities LLC and AXA Advisors, LLC. David is committed to providing personalized service and helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
10/05/2017 - Present
Woodmen Financial Services, Inc. (OMAHA NE)
CA
09/08/2015 - 10/09/2015
NYLIFE SECURITIES LLC (LOS ANGELES CA)
CA
12/14/2012 - 09/10/2013
AXA ADVISORS, LLC (LOS ANGELES CA)
CA
02/04/2010 - 08/06/2010
AXA ADVISORS, LLC (LOS ANGELES CA)
CA
03/14/2008 - 12/01/2008
ETECH SECURITIES, INC. (LOS ANGELES CA)
CA
04/07/2003 - 03/16/2006
B.B. GRAHAM & COMPANY, INC. (ORANGE CA)
BC
Issued 11/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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