Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Sanford James is a registered Investment Advisor Representative with Coastal Bridge Advisors. David has been in the financial services industry since 1985. David has worked for several firms including UBS Financial Services Inc., Oppenheimer & Co. Inc., and CIBC World Markets Corp. David is licensed in California and Idaho.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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ID
02/02/2023 - Present
Coastal Bridge Advisors (EAGLE ID)
CA
05/13/2011 - 09/09/2016
UBS FINANCIAL SERVICES INC. (CENTURY CITY CA)
CA
01/03/2003 - 05/17/2011
OPPENHEIMER & CO. INC. (LOS ANGELES CA)
NY
05/19/1997 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NA
07/22/1994 - 04/21/1997
OPPENHEIMER & CO., INC.
NY
11/20/1990 - 06/16/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
02/29/1988 - 11/06/1990
DEAN WITTER REYNOLDS INC.
NY
02/28/1988 - 11/06/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
11/19/1985 - 03/03/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 07/16/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2016
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
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