Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Sanders Hancock is a financial advisor with over 28 years of experience in the financial services industry. David is currently registered with Arete Wealth Management, LLC. David has a broad range of experience having previously worked with firms such as Center Street Securities, Inc. and Parkland Securities, LLC. David holds FINRA Series 6, Series 63, and SIE licenses and is registered in Alabama, Florida, Georgia, Louisiana, Mississippi, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/09/2024 - Present
Arete Wealth Management, LLC (CHICAGO IL)
AL
08/12/2015 - 12/01/2023
CENTER STREET SECURITIES, INC. (GREENVILLE AL)
AL
02/01/2010 - 08/13/2015
PARKLAND SECURITIES, LLC (GREENVILLE AL)
AL
09/30/2008 - 02/23/2010
FIRST LEGACY SECURITIES, LLC (GREENVILLE AL)
AL
05/11/2005 - 09/26/2008
SUNSET FINANCIAL SERVICES, INC. (GREENVILLE AL)
NY
02/14/1995 - 04/22/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 06/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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