Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Sargent is a financial professional with over 15 years of experience in the financial services industry. David holds a Series 7, Series 63, and Series 66 license and is registered to provide investment advice in 53 states and 2 territories. He is also a Chartered Financial Analyst (CFA). David has a strong background in portfolio management and has worked with both individual and institutional clients. David is currently affiliated with Blackrock Investment Management, LLC and Blackrock. Blackrock Investment Management, LLC is a Registered Investment Advisor with over $458 billion in assets under management. Blackrock Investment Management, LLC provides portfolio management services to a wide range of clients, including individuals, families, corporations, institutions, and investment companies. David is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
11/01/2023 - Present
Blackrock Investment Management, LLC (New York NY)
RI
03/23/2022 - 07/11/2023
FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)
KY
12/19/2007 - 03/07/2022
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BOTH
Issued 11/02/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Sargent is the right advisor for you? Invested Better is here to help.
