Unclaimed
David Perl is an active advisor associated with CTC, LLC. David has a strong foundation in the financial industry, having obtained both the Series 57TO (Securities Trader Exam) and SIE (Securities Industry Essentials Examination) licenses. David is dedicated to providing professional guidance and support to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/21/2023 - Present
CTC, LLC (CHICAGO IL)
BC
Issued 06/21/2023
Series 57TO - Securities Trader Exam
BC
Issued 06/01/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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