Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Samuel Lower is a financial advisor with Nuveen Securities, LLC. David has been a registered representative for over 18 years, having passed the Series 6, 7, 63, and 99TO exams. David has experience with PFS Investments Inc. and TIAA-CREF Individual & Institutional Services, LLC. David has been with Nuveen Securities, LLC since January 3, 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/03/2017 - Present
Nuveen Securities, LLC (CHARLOTTE NC)
NC
10/26/2004 - 12/31/2016
TEACHERS PERSONAL INVESTORS SERVICES, INC. (CHARLOTTE NC)
NC
03/08/2007 - 04/17/2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NY
03/02/2005 - 09/07/2005
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
GA
02/20/2004 - 10/14/2004
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 02/18/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2005
Series 7 - General Securities Representative Examination
BC
Issued 02/19/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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