Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lockman is a financial advisor with Newedge Advisors, located in NEW ORLEANS, LA. David has been in the industry since 2001 and has experience with a variety of financial products and services. David holds Series 7, 6, and 66 licenses and is registered to provide investment advisory services in Ohio and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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LA
02/02/2022 - Present
Newedge Advisors (NEW ORLEANS LA)
OH
02/01/2017 - 08/12/2019
THE HUNTINGTON INVESTMENT COMPANY (PARMA OH)
OH
09/18/2013 - 02/01/2017
LPL FINANCIAL LLC (CLEVELAND OH)
OH
02/06/2012 - 09/18/2013
FIRSTMERIT FINANCIAL SERVICES, INC (CLEVELAND OH)
OH
12/08/2009 - 01/30/2012
PRUCO SECURITIES, LLC. (MAYFIELD HEIGHTS OH)
OH
12/06/2001 - 12/05/2009
METLIFE SECURITIES INC. (BROADVIEW HEIGHTS OH)
OH
12/06/2001 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (BROADVIEW HEIGHTS OH)
MI
09/24/2001 - 10/18/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
BOTH
Issued 04/04/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/21/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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