Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Comstock is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. David has 1 year of experience in the industry. David is registered as a securities representative in Minnesota and Texas and is licensed to provide investment advisory services in Minnesota and Texas. David is a Series 7TO and SIE qualified individual. In addition to Series 66, David has also passed the Uniform Combined State Law Examination. David has been employed with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2023. Prior to that, David worked at Wells Fargo Clearing Services, LLC in Maple Grove, MN. David is able to assist clients with financial planning, investment strategies, and wealth management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
04/12/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MINNEAPOLIS MN)
MN
07/18/2022 - 02/28/2023
WELLS FARGO CLEARING SERVICES, LLC (MAPLE GROVE MN)
BOTH
Issued 09/09/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/09/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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