Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Samardin has been in the financial industry since September 24, 2000. Currently, David Samardin is registered with SG Americas Securities, LLC and is based in New York, NY. David Samardin has held previous positions with Barclays Capital Inc., SG Americas Securities, LLC, Jefferies LLC, Credit Suisse Securities (USA) LLC, BANC OF AMERICA SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, FIDELITY BROKERAGE SERVICES LLC, TD WATERHOUSE INVESTOR SERVICES, INC., THE BOSTON GROUP, INVESTORS ASSOCIATES, INC., FIRST CAMBRIDGE SECURITIES CORPORATION, and GAINES, BERLAND INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/07/2023 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
03/14/2022 - 02/22/2023
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/05/2014 - 03/09/2022
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
06/20/2011 - 08/05/2014
JEFFERIES LLC (NEW YORK NY)
NY
04/30/2007 - 07/13/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
05/06/2005 - 03/16/2007
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
08/19/2002 - 10/20/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
RI
04/18/2001 - 11/29/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NE
04/02/1998 - 06/22/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
CA
01/17/1997 - 06/06/1997
THE BOSTON GROUP (LOS ANGELES CA)
NJ
05/07/1997 - 06/05/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NY
04/11/1997 - 05/07/1997
FIRST CAMBRIDGE SECURITIES CORPORATION (NEW YORK NY)
NY
08/22/1996 - 12/23/1996
GAINES, BERLAND INC. (BETHPAGE NY)
BC
Issued 07/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/02/2006
Series 4 - Registered Options Principal Examination
BC
Issued 10/04/2005
Series 24 - General Securities Principal Examination
BC
Issued 06/04/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2007
Series 3 - National Commodity Futures Examination
BC
Issued 07/14/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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