Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid S. Pummel is a financial advisor registered with Mariner Wealth Advisors-IC, LLC. David has been in the financial services industry for over 20 years and holds Series 6, 22, 63 and 65 licenses. David is also a certified public accountant. David's experience includes positions with Avantax Investment Services, Inc., PROEQUITIES, INC., and DAVID PUMMEL & ASSOCIATES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Referral of prospective clients to mariner
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Iars are compensated for referrals
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2
KS
08/23/2022 - Present
Mariner Wealth (Overland Park KS)
SD
09/30/2020 - 07/05/2022
AVANTAX INVESTMENT SERVICES, INC. (BELLE FOURCHE SD)
SD
01/10/2002 - 09/30/2020
PROEQUITIES, INC. (BELLE FOURCHE SD)
BC
Issued 01/07/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2015
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/09/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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