Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Paik is a financial advisor currently registered with J.p. Morgan Securities LLC. David has been in the industry since 2004 and is licensed in multiple states. David has a long history of experience in the financial services industry, working with TD Ameritrade, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and E*TRADE SECURITIES LLC. David currently holds multiple FINRA and State licenses, including the Series 7, Series 24, Series 63, and Series 66 examinations. David has a background in financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
01/26/2022 - Present
J.p. Morgan Securities LLC (CLAREMONT CA)
CA
05/12/2020 - 01/24/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALTA LOMA CA)
CA
02/26/2018 - 09/11/2019
TD AMERITRADE, INC. (GLENDALE CA)
CA
09/08/2005 - 02/26/2018
SCOTTRADE, INC. (GLENDALE CA)
NJ
08/28/2003 - 05/19/2005
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
BOTH
Issued 02/06/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/05/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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