Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Norton is a financial advisor with over 30 years of experience in the industry. David has been registered with Morgan Stanley since June 2009, and previously worked at Morgan Stanley Smith Barney, Paine Webber Incorporated, and Oppenheimer & Co., Inc. David holds Series 7, Series 31, and SIE licenses and is registered in 24 states as a broker-dealer. David specializes in financial planning, asset allocation advice, and portfolio management. David provides services to high-net-worth individuals, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/03/2020 - Present
Morgan Stanley (Woodland Hills CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WOODLAND HILLS CA)
CA
02/22/2000 - 04/02/2007
MORGAN STANLEY DW INC. (WOODLAND HILLS CA)
NJ
04/11/1992 - 02/28/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/30/1991 - 04/07/1992
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
11/15/1990 - 05/17/1991
J. W. GANT & ASSOCIATES, INC.
BC
Issued 11/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 11/13/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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