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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kim is an investment advisor representative with Morgan Stanley. David Kim has been in the financial services industry for 17 years. David Kim is licensed to provide investment advice in 53 states. David Kim is also registered as an investment advisor representative with the state of New Jersey. David Kim has a broad range of experience in the financial services industry, including experience with investment clubs, insurance companies, investment companies, charitable organizations, high-net-worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities. David Kim also has experience with financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
10/02/2023 - Present
Morgan Stanley (Jersey City NJ)
NJ
10/02/2014 - 09/05/2023
E*TRADE SECURITIES LLC (Jersey City NJ)
NY
06/20/2012 - 08/15/2014
JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)
NY
05/09/2012 - 06/22/2012
BROOKSTONE SECURITIES, INC. (STATEN ISLAND NY)
NY
07/20/2009 - 05/18/2010
ASSENT LLC (NEW YORK NY)
NJ
10/09/2008 - 07/06/2009
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
01/22/2007 - 01/10/2008
TD AMERITRADE, INC. (NEW YORK NY)
NY
09/01/2003 - 12/19/2006
REID & RUDIGER LLC (NEW YORK NY)
BOTH
Issued 02/13/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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