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David S Hood

Northwestern Mutual Investment Services, LLC

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About David S Hood

David Hood is a financial professional with over 20 years of experience in the industry. David is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 2011. David is a registered Investment Advisor Representative in Florida and holds a Series 6, 7, 24, 63, and 65 license. David previously worked for Robert W. Baird & Co. Incorporated from 2001 to 2002.

Firm Information

David Hood is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

700 CENTRAL AVENUE

ST PETERSBURG, FL 33701

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Hood’s Registration & Firm History

FL

03/05/2012 - Present

Northwestern Mutual Investment Services, LLC (ST PETERSBURG FL)

WI

07/13/2001 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 2/29/2012

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 5/22/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/4/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/27/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/30/2004

Series 7 - General Securities Representative Examination

BC

Issued 12/28/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David S Hood.
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