Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Findlow is a financial advisor with Independent Financial Partners in Tampa, FL. David has been in the financial services industry since 1991. David specializes in providing financial planning, pension consulting and investment management services for individuals, businesses and charitable organizations. David holds the Series 6, 7, 10, 63, 66, and 9 licenses as well as the SIE designation and is a Certified Financial Planner. David has experience working with various firms including Charles Schwab and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
FL
03/08/2021 - Present
Independent Financial Partners (TAMPA FL)
CO
06/13/2008 - 04/15/2021
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
CO
07/15/1991 - 05/29/2008
FIDELITY BROKERAGE SERVICES LLC (LONE TREE CO)
BOTH
Issued 02/12/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/21/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/21/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/21/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1992
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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