Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Huffman is a financial advisor with over 20 years of experience in the financial services industry. He has held various roles at reputable financial institutions, including Allianz Life Financial Services, LLC, Jackson National Life Distributors, Inc., and Lincoln Financial Distributors, Inc. David is currently a registered representative at Cambridge Investment Research Advisors, Inc. David is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
09/25/2019 - Present
Cambridge Investment Research Advisors, Inc. (Lakewood Ranch FL)
FL
01/02/2018 - 09/25/2019
H. BECK, INC. (LAKEWOOD RANCH FL)
CO
03/10/2010 - 09/14/2017
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MN
02/01/2005 - 03/11/2010
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
TN
08/18/2004 - 01/31/2005
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
PA
12/04/2001 - 08/13/2004
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
OH
12/18/2000 - 07/03/2001
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
03/07/2000 - 12/31/2000
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
MD
07/02/1999 - 12/31/1999
H. BECK, INC. (ROCKVILLE MD)
BC
Issued 09/27/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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