Unclaimed
David Ryan Hollingsworth is a financial advisor who has been in the industry since June 1, 2011. David is currently registered with Fidelity Brokerage Services LLC in Salt Lake City, Utah. David is a Series 63, 7, 9, 10, and SIE licensed professional. David has a strong track record of providing financial advice and guidance to individuals and families in the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
06/02/2011 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 06/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/03/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure David Hollingsworth is the right advisor for you? Invested Better is here to help.