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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ryan Holderbaum is a registered representative with Morgan Stanley. David has been in the financial services industry since July 2019. David is registered with the state of Arizona and Texas as a broker-dealer and investment advisor. David is also registered in all 50 states as a broker-dealer and investment advisor. David has a Series 66, Series 7, Series 9, Series 10, and SIE licenses. David has a diverse set of experiences and skills, gained from multiple previous employment roles. These include experience with The Ohio State University, Cracker Barrel Inc., Lowes, Hilliard School Age Child Care, Hilliard City Schools, and Morgan Stanley Private Bank, N.A.. David holds a number of specializations in the financial services industry. David has a wide range of experience and expertise in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AZ
09/12/2019 - Present
Morgan Stanley (GILBERT AZ)
BOTH
Issued 09/07/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/07/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/28/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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