Unclaimed
David Ryan Fayard is a financial advisor with Cetera Investment Services LLC, a firm that is not currently registered with the state of Mississippi. David is currently registered with FINRA. David has been in the financial industry for over 20 years. David holds the Series 6, Series 7, and Series 63 securities licenses, as well as the SIE exam. He also holds a Series 63 license, which permits him to sell securities in the state of Mississippi. David has experience at Morgan Keegan & Company, Inc. and AmSouth Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MS
04/03/2024 - Present
Cetera Investment Services LLC (GULFPORT MS)
TN
02/13/2007 - 12/31/2007
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
MS
09/08/2003 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (MADISON MS)
BC
Issued 10/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/27/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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