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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Alves is a financial advisor registered with Cambridge Investment Research Advisors, Inc. based in Fairfield, IA. David has been in the financial services industry since 2007 and has experience in providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and charitable organizations. David is also registered with the state of Massachusetts as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MA
02/11/2025 - Present
Cambridge Investment Research Advisors, Inc. (Malden MA)
MA
05/29/2019 - 12/09/2022
CANTELLA & CO., INC. (Malden MA)
NH
11/30/2018 - 05/24/2019
ROYAL ALLIANCE ASSOCIATES, INC. (PORTSMOUTH NH)
NH
11/02/2018 - 11/28/2018
ROYAL ALLIANCE ASSOCIATES, INC. (PORTSMOUTH NH)
NH
08/23/2012 - 11/02/2018
SIGNATOR INVESTORS, INC. (PORTSMOUTH NH)
MA
11/05/2013 - 01/07/2016
SIGNATOR FINANCIAL SERVICES, INC. (BOSTON MA)
RI
10/23/2009 - 12/20/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
MA
11/03/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WALTHAM MA)
MA
02/21/2007 - 10/24/2008
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
BOTH
Issued 05/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/2014
Series 4 - Registered Options Principal Examination
BC
Issued 09/05/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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