Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Wren is a financial advisor with over 30 years of experience in the industry. David is currently registered with Sovereign Financial Group, Inc. and holds Series 7, 52, 53, 63 and 65 licenses. David also holds the Certified Financial Planner designation. David has previous experience with Raymond James Financial Services, Inc., Robert Thomas Securities, Inc, First American Municipals, Inc., First Albany Corporation and Matthews & Wright, Inc. David specializes in providing financial planning, portfolio management for individuals and businesses and investment selection. David provides educational seminars and offers clients investment selection as well. David Wren is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/01/2021 - Present
Sovereign Financial Group, Inc. (Saratoga Springs NY)
NY
01/04/1999 - 10/11/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (Saratoga Springs NY)
FL
07/17/1995 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
PA
04/03/1989 - 10/28/1994
FIRST AMERICAN MUNICIPALS, INC. (LANGHORNE PA)
NA
09/19/1985 - 01/09/1989
FIRST ALBANY CORPORATION
NA
10/10/1984 - 05/06/1985
MATTHEWS & WRIGHT, INC.
IA
Issued 03/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/1983
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/13/1983
Series 52 - Municipal Securities Representative Examination
Active
Inactive
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