Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bohn is a financial professional with over 20 years of experience in the industry. David is currently registered with Wells Fargo Securities, LLC. David has experience with investment banking, operations, direct participation programs, investment company products/variable contracts, limited representative-private securities offerings, and municipal securities. David is also registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/24/2020 - Present
Wells Fargo Securities, LLC (New York NY)
NY
08/13/2019 - 12/11/2020
COWEN AND COMPANY (NEW YORK NY)
NY
07/02/2015 - 05/16/2019
SUNTRUST ROBINSON HUMPHREY, INC. (NEW YORK NY)
NY
04/23/2010 - 03/11/2015
JEFFERIES LLC (NEW YORK NY)
NY
02/23/2009 - 04/23/2010
COWEN AND COMPANY (NEW YORK NY)
NY
08/15/2006 - 03/02/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/03/2003 - 07/27/2006
FIRST ALBANY CAPITAL INC. (NEW YORK NY)
NY
11/03/2000 - 04/08/2003
UBS WARBURG LLC (NEW YORK NY)
NJ
09/15/1998 - 11/03/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 09/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 03/04/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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