Unclaimed
David Rupam Christie is a financial advisor with The Leaders Group, Inc. based in Littleton, Colorado. David has over 10 years of experience in the financial services industry. David is a Series 6 and Series 63 licensed advisor with FINRA and is registered in California, Georgia, and Minnesota. David holds a Series 65 license with the state of Connecticut. David previously worked for Questar Capital Corporation and Forethought Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/08/2021 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CA
08/05/2015 - 05/02/2019
QUESTAR CAPITAL CORPORATION (CALABASAS CA)
CT
09/17/2013 - 11/13/2014
FORETHOUGHT DISTRIBUTORS, LLC (HARTFORD CT)
MN
11/16/2007 - 06/13/2012
ALLIANZ LIFE FINANCIAL SERVICES, LLC (GOLDEN VALLEY MN)
IA
Issued 03/14/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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