Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bernaus is a financial advisor with Osaic Wealth, Inc. based in Charlotte, North Carolina. David has over 30 years of experience in the financial services industry. He is a registered representative with FINRA and holds the Series 6, 7, 24, 26 and 63 licenses. David specializes in providing financial planning, investment management and portfolio management services to individuals, businesses, and charitable organizations. Prior to joining Osaic Wealth, Inc., David worked at Securities America, Inc., Investcorp, Inc., NFP Advisor Services, LLC, Nationwide Investment Services Corporation, AXA Distributors, LLC, Park Avenue Securities LLC, and Manulife Financial Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
06/14/2024 - Present
Osaic Wealth, Inc. (Charlotte NC)
IN
07/17/2020 - 06/14/2024
SECURITIES AMERICA, INC. (INDIANAPOLIS IN)
IN
01/05/2016 - 07/17/2020
INVESTACORP, INC. (INDIANAPOLIS IN)
PA
01/17/2014 - 12/31/2015
NFP ADVISOR SERVICES, LLC (KING OF PRUSSIA PA)
OH
03/08/2010 - 01/02/2014
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
NC
01/22/2008 - 01/22/2010
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
PA
12/07/2006 - 02/19/2008
PARK AVENUE SECURITIES LLC (PHILADELPHIA PA)
NY
11/30/2004 - 02/08/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
10/10/2002 - 11/24/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
04/10/1990 - 08/02/2002
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
BC
Issued 04/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2003
Series 24 - General Securities Principal Examination
BC
Issued 04/03/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2002
Series 7 - General Securities Representative Examination
BC
Issued 04/09/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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