Invested Better
Unclaimed

Unclaimed

Unclaimed

David Roy Pace

Kestra Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David Roy Pace

David Roy Pace is a financial professional with experience in the securities industry. David is a Registered Representative and Investment Advisor Representative registered with Kestra Investment Services, LLC, a broker-dealer and investment advisor, respectively. David is also a registered representative in 53 states.

Firm Information

David Pace is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Pace’s Registration & Firm History

TX

04/15/2021 - Present

Kestra Investment Services, LLC (AUSTIN TX)

TX

07/05/2019 - 03/01/2021

CHARLES SCHWAB & CO., INC. (Austin TX)

Not sure if David Roy Pace is right for you?

Licenses & Designations

BC

Issued 07/29/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/2023

Series 4 - Registered Options Principal Examination

BC

Issued 12/12/2022

Series 24 - General Securities Principal Examination

BC

Issued 02/03/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 07/05/2019

Series 7TO - General Securities Representative Examination

BC

Issued 05/13/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Roy Pace.
Not sure if David Roy Pace is right for you?