Unclaimed
David Roy Pace is a financial professional with experience in the securities industry. David is a Registered Representative and Investment Advisor Representative registered with Kestra Investment Services, LLC, a broker-dealer and investment advisor, respectively. David is also a registered representative in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/15/2021 - Present
Kestra Investment Services, LLC (AUSTIN TX)
TX
07/05/2019 - 03/01/2021
CHARLES SCHWAB & CO., INC. (Austin TX)
BC
Issued 07/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2023
Series 4 - Registered Options Principal Examination
BC
Issued 12/12/2022
Series 24 - General Securities Principal Examination
BC
Issued 02/03/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 07/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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