Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Roy Jarman is a financial advisor with over 40 years of experience in the industry. David has held various positions at several firms, including UBS Financial Services Inc. and Piper Jaffray & Co., before joining Wells Fargo Clearing Services, LLC in 2010. He is a Registered Representative and Investment Advisor Representative in Oregon and Texas, specializing in providing financial planning, portfolio management and investment consulting services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
02/19/2025 - Present
Wells Fargo Clearing Services, LLC (LAKE OSWEGO OR)
OR
08/12/2006 - 09/30/2010
UBS FINANCIAL SERVICES INC. (LAKE OSWEGO OR)
OR
07/01/1985 - 08/12/2006
PIPER JAFFRAY & CO. (LAKE OSWEGO OR)
NA
07/24/1980 - 07/15/1985
ORIANS INVESTMENT COMPANY
IA
Issued 06/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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