Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Roy Cavanaugh is a registered representative with Key Investment Services LLC, a broker-dealer firm that provides investment services to individuals, businesses, and institutions. David Roy Cavanaugh has been in the industry since 2001. David Roy Cavanaugh holds Series 6, 63, and SIE licenses and is registered in Connecticut. Previously, David Roy Cavanaugh worked at PEOPLE'S SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CT
10/24/2022 - Present
KEY Investment Services LLC (Wethersfield CT)
CT
08/10/2000 - 04/19/2022
PEOPLE'S SECURITIES, INC. (WETHERSFIELD CT)
BC
Issued 09/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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