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David Roy Baldyga

Mizuho Securities USA LLC

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About David Roy Baldyga

David Baldyga is a registered representative associated with Mizuho Securities USA LLC and is licensed in New York. David has been in the securities industry since 2020. David previously worked at CREDIT SUISSE SECURITIES (USA) LLC in NEW YORK, NY. David holds the Series 63, Series 79, Series 7 and SIE licenses.

Firm Information

David Baldyga is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Baldyga’s Registration & Firm History

NY

01/18/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

09/09/2020 - 01/31/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/11/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/03/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/09/2020

Series 7TO - General Securities Representative Examination

BC

Issued 08/27/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Roy Baldyga.
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