Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Routh is a financial advisor with over 30 years of experience in the financial services industry. David is a CERTIFIED FINANCIAL PLANNER™ professional and holds a variety of licenses and certifications, including the Series 7, 24, 51, 63, and 65 licenses. David is currently registered with LPL Financial LLC. David has a strong background in financial planning, portfolio management, and investment advisory services. David has held previous roles with firms such as Cetera Advisors LLC, First Allied Securities, Inc., and Financial Network Investment Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/11/2024 - Present
LPL Financial LLC (GRANITE BAY CA)
CA
09/08/2022 - 06/11/2024
CETERA ADVISORS LLC (YUBA CITY CA)
CA
10/11/1996 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (GRANITE BAY CA)
CA
03/23/1992 - 10/03/1996
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
Issued 03/01/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/14/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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