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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ross Thompson is a financial advisor with Ameriprise Financial Services, LLC. David has been working in the financial industry for over 29 years, having obtained his Series 7 license on July 26, 1994. David is also a Certified Financial Planner and has obtained numerous other licenses and certifications. David has experience in working with individuals, corporations, and other entities. David is registered in 26 states, including Florida, Texas, New York, and California. David is active in several community organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/03/2010 - Present
Ameriprise Financial Services, LLC (Lakewood Ranch FL)
FL
07/27/1994 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (SUN CITY CENTER FL)
IA
Issued 08/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/19/2004
Series 24 - General Securities Principal Examination
BC
Issued 05/23/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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