Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Neal is a financial advisor with over 17 years of experience in the financial services industry. David is currently registered with Integrated Wealth Concepts LLC, an independent investment advisor firm. David provides investment advisory services and financial planning through Integrated Wealth Concepts LLC and also through LPL Financial. David has a broad range of experience, having worked previously with firms such as Morgan Stanley, Merrill Lynch, and Coburn & Meredith, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
07/12/2021 - Present
Integrated Wealth Concepts LLC (STAFFORD SPRINGS CT)
CT
09/17/2015 - 07/12/2021
COBURN & MEREDITH, INC. (SIMSBURY CT)
CT
07/30/2012 - 09/15/2015
MORGAN STANLEY (HARTFORD CT)
CT
07/26/2005 - 07/31/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HARTFORD CT)
NY
02/18/2005 - 07/20/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CA
01/14/2005 - 02/28/2005
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CT
08/05/2004 - 12/13/2004
ADVEST, INC. (HARTFORD CT)
IA
Issued 08/11/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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