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David Ross Brinkley

THE Leaders Group, Inc.

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About David Ross Brinkley

David Brinkley is a financial advisor with The Leaders Group, Inc. David has been in the financial industry since 1993. David is currently registered with the state of Maryland. David has passed the Series 6, Series 7, and Series 63 exams. Prior to joining The Leaders Group, Inc., David worked at CETERA ADVISORS LLC, INVEST FINANCIAL CORPORATION, and Mutual Service Corporation.

Firm Information

David Brinkley is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Brinkley’s Registration & Firm History

CO

11/23/2022 - Present

THE Leaders Group, Inc. (LITTLETON CO)

MD

10/23/2014 - 12/31/2016

CETERA ADVISORS LLC (MT AIRY MD)

MD

08/03/2007 - 07/22/2014

INVEST FINANCIAL CORPORATION (MT AIRY MD)

MD

04/29/1997 - 08/06/2007

MUTUAL SERVICE CORPORATION (GAITHERSBURG MD)

MA

01/28/1993 - 12/31/1994

MUTUAL SERVICE CORPORATION (BOSTON MA)

MA

03/27/1992 - 12/31/1992

MUTUAL SERVICE CORPORATION (BOSTON MA)

MD

05/22/1984 - 01/03/1992

CALVERT SECURITIES CORPORATION (BETHESDA MD)

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Licenses & Designations

BC

Issued 04/20/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/28/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/19/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Ross Brinkley.
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