Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Rosenberg is a financial advisor with over 30 years of experience in the industry. David is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2009. David has held previous positions with First Union Brokerage Services, Inc., Paine Webber Incorporated, Liberty Securities Corporation, Invest Financial Corporation, Stuart, Coleman & Co., Inc., Jersey Capital Markets Group Inc., Robyns Capital Corp., Individual's Securities Ltd., Greentree Securities Corp., Brooks Weinger Robbins & Leeds Inc., Marquette De Bary Co., Incorporated, and Kobrin Securities, Inc. David is also a registered investment advisor in Connecticut and has expertise in portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
05/10/2001 - Present
Wells Fargo Clearing Services, LLC (ANSONIA CT)
NC
04/12/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
07/25/1994 - 05/24/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/27/1993 - 07/27/1994
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
WI
12/10/1990 - 05/28/1993
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
08/22/1989 - 12/14/1990
STUART, COLEMAN & CO., INC. (NEW YORK NY)
NA
06/07/1989 - 07/16/1990
JERSEY CAPITAL MARKETS GROUP INC.
NA
03/08/1989 - 06/26/1989
ROBYNS CAPITAL CORP.
NA
11/18/1988 - 03/16/1989
INDIVIDUAL'S SECURITIES LTD.
NA
01/04/1988 - 12/13/1988
GREENTREE SECURITIES CORP.
NA
09/23/1986 - 02/03/1988
BROOKS WEINGER ROBBINS & LEEDS INC.
NA
04/29/1986 - 09/17/1986
MARQUETTE DE BARY CO., INCORPORATED
NA
04/19/1984 - 05/30/1984
KOBRIN SECURITIES, INC.
IA
Issued 12/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/12/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/29/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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