Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Rosa is a financial advisor with over 30 years of experience in the financial services industry. David has a proven track record of success in providing investment advice to individuals, families, and businesses. David is currently registered with PNC Investments, where they provide investment advice and financial planning services. Prior to joining PNC Investments, David held positions with Quick & Reilly, Inc., Allmerica Investments, Inc., Pruco Securities Corporation, and The Prudential Insurance Company of America. David is a Series 6, 7, 63, 65 and SIE licensed financial advisor. David provides investment advice and financial planning services to a variety of clients, including high-net-worth individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NJ
06/11/2004 - Present
PNC Investments (EAST BRUNSWICK NJ)
NY
01/09/2002 - 06/25/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
01/01/1992 - 01/23/2002
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
NJ
07/03/1990 - 11/15/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/03/1990 - 11/15/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 06/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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