Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ronald Hatfield is a financial advisor with over 25 years of experience in the financial services industry. David is a CERTIFIED FINANCIAL PLANNER™ professional and is registered with Private Advisor Group, LLC in Florida, New Hampshire, and Texas. Previously, David was with Citizens Securities, Inc., Putnam Retail Management Limited Partnership, First Union Securities, Inc., First Union Brokerage Services, Inc., Dean Witter Reynolds Inc., Pruco Securities Corporation, and First Miami Securities, Inc. David has experience with a wide range of clients, including individuals, families, businesses, and institutions. David is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NH
08/19/2020 - Present
Private Advisor Group, LLC (Dover NH)
NH
06/07/2005 - 11/24/2015
CITIZENS SECURITIES, INC. (SOMERSWORTH NH)
MA
01/11/2001 - 05/23/2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
MO
10/01/2000 - 11/06/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
08/06/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
03/14/1997 - 06/03/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
11/27/1995 - 03/31/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
FL
08/17/1995 - 11/02/1995
FIRST MIAMI SECURITIES, INC. (BOCA RATON FL)
IA
Issued 05/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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