Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Coltom is a financial advisor with over 38 years of experience in the industry. David is currently registered as a Registered Representative and Investment Advisor Representative with Thrivent Investment Management Inc. David has a wide range of experience and holds licenses and certifications including Series 6, 7, 22, 24, 63 and 65 as well as the Certified Financial Planner designation. David has worked with MML Investors Services, Inc. and Lutheran Brotherhood Securities Corp. in the past. David is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
07/16/2023 - Present
Thrivent Investment Management Inc. (Bellevue WA)
MA
03/26/2001 - 12/08/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MN
03/19/1985 - 11/17/2000
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
IA
Issued 05/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1991
Series 7 - General Securities Representative Examination
BC
Issued 09/28/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/18/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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