Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Roland Walsh is a financial advisor with Eagle Strategies LLC. David has been in the financial industry since 1982. David is registered with FINRA and the state of California. David holds the Series 7, Series 24, Series 63 and Series 65 licenses. David specializes in portfolio management for individuals and businesses. In addition to his work with Eagle Strategies LLC, David also owns Brody, Walsh & Brody Employee Benefit & Insurance Services, Inc. David has a history of working with several firms including Royal Alliance Associates, Inc., Integrated Resources Equity Corporation, and Judy & Robinson Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/06/2000 - Present
Eagle Strategies LLC (SAN FRANCISCO CA)
AZ
11/19/1989 - 09/15/1993
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
09/19/1983 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
07/03/1981 - 11/10/1982
JUDY & ROBINSON SECURITIES, INC
BC
Issued 2/23/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 4/10/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/2/1987
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/13/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure David Walsh is the right advisor for you? Invested Better is here to help.
