Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Richter is a financial advisor with over 25 years of experience in the industry. David has been associated with Performance Trust Capital Partners, LLC, since 2015. Previously, David was affiliated with Fixed Income Capital Partners, LLC, Countrywide Securities Corporation, Howe Barnes Investments, Inc., and Betzold Research and Trading, Inc.. David holds FINRA Series 7 and 63 licenses, as well as the SIE exam. David is currently registered in Illinois, Indiana, North Carolina, South Carolina and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
10/19/2015 - Present
Performance Trust Capital Partners, LLC (Nashville TN)
IL
06/01/2006 - 09/08/2015
FIXED INCOME CAPITAL PARTNERS, LLC (WHEATON IL)
IL
02/07/2005 - 04/26/2006
COUNTRYWIDE SECURITIES CORPORATION (GENEVA IL)
IL
06/03/2004 - 02/25/2005
HOWE BARNES INVESTMENTS, INC. (CHICAGO IL)
IL
01/22/1998 - 05/21/2004
BETZOLD RESEARCH AND TRADING, INC. (CHICAGO IL)
BC
Issued 02/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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Nasdaq Stock Market
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