Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Rabinaw is a financial professional with over 30 years of experience in the financial services industry. David is a registered representative of Wells Fargo Clearing Services, LLC and is licensed to offer investment advice in multiple states. David has a strong track record of providing personalized financial advice and investment management services to clients. David’s career in the industry began with Merrill Lynch in 1988. Prior to joining Wells Fargo Clearing Services, LLC David worked for a number of leading firms including Dean Witter Reynolds Inc., Prudential Securities Incorporated, and First Union Brokerage Services, Inc. David holds multiple industry certifications, including the Series 3, Series 7, Series 9, Series 10, Series 22, Series 63, and Series 65 exams. David is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/24/2019 - Present
Wells Fargo Clearing Services, LLC (MOUNT KISCO NY)
NC
11/12/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
08/11/1994 - 11/16/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/10/1990 - 08/12/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
06/21/1988 - 12/11/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/24/1987 - 04/23/1988
SUPER FUND SECURITIES CORP.
IA
Issued 08/17/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/02/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/05/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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