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David Roger Mello

Citizens Securities, Inc.

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About David Roger Mello

David Roger Mello is a financial professional with over 19 years of experience in the financial services industry. David has been a registered representative with Citizens Securities, Inc. since 2013 and is licensed to sell securities in Connecticut and Rhode Island. David has also worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., CITIZENS INVESTMENT SERVICES CORP., and JOHN HANCOCK DISTRIBUTORS, INC., and JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY. David has a strong track record of helping clients achieve their financial goals and is committed to providing them with personalized service and guidance. David holds licenses Series 6, 7, 63 and 66, and the SIE exam.

Firm Information

David Mello is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Mello’s Registration & Firm History

NY

01/03/2023 - Present

Citizens Securities, Inc. (ALBANY NY)

CT

09/10/2010 - 11/21/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW LONDON CT)

FL

10/20/2004 - 01/29/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (VENICE FL)

NY

10/15/2004 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

RI

10/07/2003 - 10/19/2004

CITIZENS INVESTMENT SERVICES CORP. (JOHNSTON RI)

MA

02/27/1995 - 03/19/1997

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

02/27/1995 - 03/19/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BOTH

Issued 10/22/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/22/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/2010

Series 7 - General Securities Representative Examination

BC

Issued 10/06/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Roger Mello.
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