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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Roger Lemoine is a registered investment advisor representative with Empower Advisory Group, LLC, and has been in the industry since 2008. David Lemoine has a wide range of experience in providing financial and investment advice. David Lemoine specializes in working with individuals, charitable organizations, corporations or other businesses, high-net-worth individuals, pension and profit-sharing plans, and state or municipal government entities. David Lemoine holds Series 7 and 66 licenses, and has passed the SIE and Uniform Investment Adviser Law examinations. Prior to joining Empower Advisory Group, LLC, David Lemoine was with Prudential Investment Management Services LLC and M Holdings Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
08/05/2024 - Present
Empower Advisory Group, LLC (Manchester CT)
CT
11/28/2011 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
CT
06/24/2009 - 06/01/2011
M HOLDINGS SECURITIES, INC. (SIMSBURY CT)
CT
03/06/2008 - 06/24/2009
WADDELL & REED, INC. (HAMDEN CT)
IA
Issued 07/29/2024
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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