Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Roger Hirons is a registered representative with Wedbush Securities Inc. and has been in the industry since April 5, 1994. David has experience working with various firms including RBC Capital Markets, LLC, Wells Fargo Advisors, LLC, A.G. Edwards & Sons, Inc., UBS Paine Webber Inc., and Prudential Securities Incorporated. David holds the Series 63, 66, 7, and 31 licenses as well as the SIE. David specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. David is registered in Arizona, California, Colorado, Hawaii, Illinois, Michigan, Minnesota, Missouri, Nevada, New Hampshire, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/13/2018 - Present
Wedbush Securities Inc. (SAN DIEGO CA)
CA
10/23/2014 - 04/25/2018
RBC CAPITAL MARKETS, LLC (LA JOLLA CA)
CA
01/01/2008 - 10/24/2014
WELLS FARGO ADVISORS, LLC (SAN DIEGO CA)
CA
11/29/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SAN DIEGO CA)
NJ
08/25/1994 - 12/17/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
03/08/1994 - 09/08/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 12/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 03/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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