Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gaeckler is a financial advisor with over 39 years of experience in the industry. David has been with Raymond James & Associates, Inc. since 2015 and has worked with various firms in the past, including UBS Financial Services Inc., Wachovia Securities, LLC, Prudential Securities Incorporated and Salomon Smith Barney Inc. David has a wide range of experience in the industry and holds Series 7, 8, 9, 10, 63, and 65 licenses. David has specializations in Financial Planning, Pension Consulting, Educational Seminars, and Portfolio Management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/19/2016 - Present
Raymond James & Associates, Inc. (WOODBURY NY)
NY
11/30/2007 - 11/17/2015
UBS FINANCIAL SERVICES INC. (MELVILLE NY)
NY
07/01/2003 - 12/03/2007
WACHOVIA SECURITIES, LLC (WOODBURY NY)
NY
10/19/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/19/1987 - 10/27/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NA
09/24/1982 - 01/27/1987
LEGG MASON WOOD WALKER, INCORPORATED
IA
Issued 02/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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